Compliance/Risk Assessment Officer Job at Havasu Landing Casino, Lake County, CA

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  • Havasu Landing Casino
  • Lake County, CA

Job Description

INDIAN PREFERENCE POLICY: Preference in filling vacancies is given to qualified Indian candidates in accordance with the Indian Preference Act of 1934 (Title 25, USC. Section 472).

COMPLIANCE/RISK ASSESSMENT OFFICER JOB DESCRIPTION
HAVASU LANDING CASINO

DEPARTMENT: ADMINISTRATION
REPORTS TO: CASINO GENERAL MANAGER

QUALIFICATIONS:
  • Must be age 21 or older
  • Must be able to pass a pre-employment drug test and pass a background check to qualify for a gaming license
  • A minimum of three years’ proven experience in accounting or finance; experience related to gaming preferred or a bachelor’s degree in accounting, Finance, or a directly related field
  • Strong leadership skills and customer service orientation required
  • Must be able to work effectively with peers, staff members, and regulatory agency personnel
  • Strong computer skills to include effective working knowledge of Microsoft Office products
  • Strong written and oral communication skills required
  • Must have ability to interpret data, records, reports, and forms
  • Must have skills in researching data, identification of application of problem areas and the ability to develop, present and apply recommendations
  • Must possess organizational skills in order to work within a team structured office environment and demonstrate ability to be a team player
  • Must be able to develop and maintain positive peer relationships and provide assistance in a friendly, helpful manner to all casino employees, officials and representatives of other agencies and departments
  • Must be able to work independently on assigned projects and be detailed oriented (written and oral)
  • Must be able to understand and apply compliance regulations as set forth by Casino Management
  • Must be able to deal effectively with frequent interruptions and to work on several projects simultaneously
  • Must be able to carry out assignments discreetly, effectively, and efficiently in sensitive, confidential circumstances when performing all duties
  • Must have ability to clearly and concisely outline recommendations (written and oral) including the ability to use good English grammar; ability to add, subtract, multiply, and divide in all units of measure, using whole numbers, common fractions, and decimals
DUTIES AND RESPONSIBILITIES:
  • Ensure policy and procedures are kept current while continuously looking for ways to improve processes
  • Document and report on audits related to NIGC MICS, Tribal Internal Controls, and other policies and procedures as directed
  • Formulate and recommend corrective action based on material weaknesses in affected departments
  • Review records, financial documents, forms, and interview personnel to obtain information for audits and compliance
  • Prepare written reports of findings and recommendations and complete compliance files with documentation to substantiate findings
  • Attend off-site training to keep up to date with rules and regulations
  • Perform surveys, critiques, and evaluations of gaming departments to determine regulatory compliance
  • Audit accounting and operation records, procedures, and practices to determine accuracy and compliance with accepted codes, rules, regulations, standards, ordinances, and policies affecting Casino operations
  • Plan, coordinate, and execute all compliance related audits with 3rd parties including Gaming Commission, Tribal Council, External Auditors, State of California, IRS, and others
  • Compile and coordinate management responses required on any exceptions noted in audits
  • Understand and comply with established appearance standards
  • Conduct follow-up reviews to ascertain that appropriate action has been taken on reported findings and recommendations
  • Understand and comply with the attendance policy of the casino
  • Issues written and oral instructions
  • Assign duties and examine work for exactness, neatness, and conformance to policies and procedures
  • Study and standardize procedures to improve efficiency
  • Perform other related duties as may be assigned
  • PUBLIC RELATIONS:   Important attributes of any employee of the Havasu Landing Casino & Hotel, along with the official performance of duties, are personal appearance and public relations. Each employee is expected to make every effort to be well-informed about the casino and hotel, pleasant, courteous, and cooperative, and to act in a manner to command the respect of co-workers and all other personnel. An optimistic attitude, patience, and tolerance will help each employee in nearly all situations at the casino.

Job Tags

Full time, Work at office

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